Dennis Mehringer Jr., Formerly of Western International Securities, Named in $3M Customer Dispute

Mehringer was barred by FINRA in 2019 following allegations of possible unsuitable trading.

The Sonn Law Group is investigating allegations that Dennis Mehringer committed misconduct. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

dennis-mehringer-3m-customer-disputeDennis Mehringer Jr. (CRD#: 722569) was most recently employed as a broker with Western International Securities, Inc. from 2009 until 2018. Prior to that, he was a broker with First Allied Securities, Inc. from 2004 until 2009.

Mehringer was barred from the financial industry by FINRA in October 2019. Without admitting or denying the findings, Mehringer consented to the entry of FINRA’s findings that he refused to appear for on the record testimony requested by FINRA during the course of an examination involving possible unsuitable trading and other misconduct. 

Dennis Mehringer has eleven other disclosures on his BrokerCheck report. 

February 2020 Customer Dispute

May 2019 Customer Dispute

November 2018 Customer Dispute

June 2018 Judgment/Lien

May 2017 Customer Dispute

March 2017 Customer Dispute

December 2016 Regulatory Judgment

July 2015 Customer Dispute

May 2014 Customer Dispute

August 2012 Customer Dispute

October 2008 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations that Dennis Mehringer Jr. committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.