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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Derek Christopher Roy, Broker with Fidelity Brokerage Services, Named in Customer Dispute Alleging He Withheld Material Information

INVESTORS: Fidelity Brokerage Services broker Derek Christopher Roy was named in a customer dispute alleging that he withheld material information about a trade.

Derek Christopher Roy (CRD#:6174201) is registered as a broker with Fidelity Brokerage Services, where he has been employed since 2016. Roy does not have previous securities experience.

Roy has one disclosure on his BrokerCheck report. 

October 2021 Customer Dispute

Status: Pending

Allegations: The customer alleged that he was given incomplete information by the representative when placing a trade in his self-directed brokerage account and would not have made the trade if he had been given complete information.

Damage Amount Requested: $600,000.00

If you have any information about Derek Christopher Roy that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form. 

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