Derek Christopher Roy, Broker with Fidelity Brokerage Services, Named in Customer Dispute Alleging He Withheld Material Information

INVESTORS: Fidelity Brokerage Services broker Derek Christopher Roy was named in a customer dispute alleging that he withheld material information about a trade.

Derek Christopher Roy (CRD#:6174201) is registered as a broker with Fidelity Brokerage Services, where he has been employed since 2016. Roy does not have previous securities experience.

Roy has one disclosure on his BrokerCheck report. 

October 2021 Customer Dispute

Status: Pending

Allegations: The customer alleged that he was given incomplete information by the representative when placing a trade in his self-directed brokerage account and would not have made the trade if he had been given complete information.

Damage Amount Requested: $600,000.00

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