Devin Wicker, Formerly of JVB Financial Group, Barred by FINRA Following Allegations of Converting Customer Funds

INVESTORS: Former JVB Financial Group broker Devin Wicker was barred by FINRA following allegations that he improperly used and converted a customer’s funds to pay his member firm’s business expenses without the customer’s authorization or approval.

devin-wicker-converting-customer-fundsDevin Wicker (CRD: 4228250) was registered as a broker with JVB Financial Group from 2017 until 2018. Previously, Wicker was registered as a broker with Tribal Capital Markets from 2016 until 2017.

Wicker has five disclosures on his BrokerCheck report. 

August 2018 Employment Separation After Allegations

August 2018 Regulatory Judgment

June 2017 Regulatory Judgment

May 2017 Employment Separation After Allegations

December 2016 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Devin Wicker. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.