Douglas Albert Dulac, Broker with United Planners’ Financial Services of America, Facing Customer Dispute Alleging Recommendation of Unsuitable Investments and Fraud

INVESTORS: United Planners’ Financial Services of America broker Douglas Albert Dulac is facing a pending customer dispute alleging recommendation of unsuitable investments, negligence, and fraud, among other violations.

Douglas Albert Dulac (CRD#: 1411702) is registered as a broker and investment adviser with United Planners’ Financial Services of America, where he’s been employed since 2008. Previously, Dulac was registered as a broker with United Securities Alliance from 2005 until 2007.

Dulac has one disclosure on his BrokerCheck report.

April 2022 Customer Dispute

Status: Pending

Allegations: Breach of fiduciary duty, suitability, Securities Act, common law fraud and common law negligence, violation of FINRA Rule 2210, violation of FINRA rules 2010, IM-2310-2, and 2020, fraudulent misrepresentations and omissions, and breach of contract.

Broker Comment: [Redacted] is the only customer named that is a client of Doug Dulac.

If you have any information about Douglas Albert Dulac that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.