Edgar Kleydman, Formerly of MML Investors Services, Barred by FINRA Following Refusal to Appear for Testimony

FINRA was investigating whether Kleydman engaged in private securities transactions without providing written notice.

edgar-kleydman-refusal-to-appear-for-testimonyEdgar Kleydman (CRD#: 2727571) was registered as a broker with MML Investors Services from December 2019 until March 2020. Previously, Kleydman was registered as a broker with Axa Advisors from 2015 until 2019.

Kleydman has five disclosures on his BrokerCheck report. 

October 2021 Regulatory Judgment

August 2021 Customer Dispute

February 2021 Customer Dispute

August 2017 Customer Dispute

May 2013 Financial Judgment

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Edgar Kleydman. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.