Edmund Paul Murphy, Formerly of Robert W. Baird & Co., Named in Customer Dispute Alleging Recommendation of Unsuitable Investments

INVESTORS: Former Robert W. Baird & Co. broker Edmund Paul Murphy was named in a customer dispute alleging that he recommended investments that were unsuitable.

Edmund Paul Murphy (CRD#:2145807) was registered as a broker with Robert W. Baird & Co. from 1999 until 2021. Previously, Murphy was registered as a broker with Quick & Reilly from 1996 until 1999.

Murphy has three disclosures on his BrokerCheck report. One of the customer disputes filed against Murphy was denied.

October 2021 Customer Dispute

Status: Pending

Allegations: The claimant alleges the FA recommended unsuitable investments that led to losses in her trust account.

December 2002 Customer Dispute

Status: Settled

Allegations: Alleged poor performance of margin account and unsuitable recommendations of single security, Calpine.

Damage Amount Requested: $181,000.00

Settlement Amount: $50,000.00

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