Francisco Javier Valenzuela, Formerly of Morgan Stanley, Named in Two Pending Customer Disputes

One client is seeking $500K in damages for Valenzuela’s alleged misconduct.

francisco-javier-valenzuela-pending-customer-disputesFrancisco Javier Valenzuela (CRD#: 2786970) was registered as a broker with Morgan Stanley from 2015 to 2018. Previously, Valenzuela was registered as a broker with Merrill Lynch from 2010 until 2015.

Valenzuela has seven disclosures on his BrokerCheck report, one customer dispute filed against Valenzuela was denied.

October 2020 Customer Dispute

February 2020 Customer Dispute

December 2019 Regulatory Judgment

July 2018 Regulatory Judgment

November 2017 Financial Event

November 2005 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Francisco Javier Valenzuela. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.