Frank Lucien Van Houten, Formerly of LPL Financial, Named in Customer Dispute Alleging Unsuitable Investment Recommendations

INVESTORS: Former LPL Financial broker Frank Lucien Van Houten was named in a customer dispute alleging an unsuitable investment recommendation in an offshore product.


Frank Lucien Van Houten (CRD: 6290353) was registered as a broker with LPL Financial, Inc. from 2020 until 2021. Previously, Van Houten was registered as a broker with Raymond James Financial Services from 2018 until 2020.

Van Houten has one disclosure on his BrokerCheck report.

October 2021 Customer Dispute

Status: Pending

Allegations: Claimant alleges FA recommended unsuitable investment in an offshore product whose issuer is no longer solvent and is under liquidation order. Allegation Activity Dates: 12/29/2014 – 6/3/2020.

Damage Amount Requested: $100,000.00

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Frank Lucien Van Houten. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.