Frank Sapareto, Formerly of Trustmont Financial, Charged in FINRA Complaint Alleging Concealment of an Outside Business Activity

Sapareto is also accused of making misleading or false statements in connection with his outside business activities.

frank-sapareto-charged-in-complaintFrank Sapareto (CRD#:2274877) was registered as a broker with Trustmont Financial from April 2019 until May 2020. Previously, Sapareto was registered as a broker with Fortune Financial Services from January 2, 2019 until January 15, 2019.

Sapareto has two disclosures on his BrokerCheck report.

March 2021 Regulatory Judgment

October 2018 Employment Separation After Allegations

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The Sonn Law Group is currently investigating allegations surrounding Frank Sapareto. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.