Gene Esplin, Formerly of Kalos Capital and Triad Advisors, Named in Customer Dispute Seeking $1M in Damages

The former client accused Esplin of making unsuitable recommendations in alternative investments.

The Sonn Law Group is investigating allegations that Gene Esplin made unsuitable investment recommendations. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

Gene Esplin (CRD#: 3133447) was previously employed as a broker with Kalos Capital in Pocatello, ID from 2015 until 2019. Previously, Esplin was registered as a broker with Triad Advisors in Pocatello, ID from 2008 until 2015. Esplin began his career as a broker in 1998 with Waddell & Reed in Overland Park, Kansas. 

Esplin has two disclosures on his BrokerCheck report.

April 2020 Customer Dispute

• Status: Withdrawn
• Allegations: Claiming unsuitable investment recommendations and breach of fiduciary duty.
• Damage Amount Requested: $174,500.00

December 2019 Customer Dispute

• Status: Pending
• Allegations: “Claimants allege that alternative investments purchased at Triad during the Representative’s association with the respondent Triad (2008-2015) and thereafter during the Representative’s association with respondent Kalos Capital (2015-2019) were unsuitable.”
• Damage Amount Requested: $1,000,000.00

Contact Us Today

The Sonn Law Group is currently investigating allegations that Gene Esplin made unsuitable investment recommendations. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.