Gilbert Cox, Formerly of NYLife Securities, Barred by FINRA After Refusing to Requested Information

FINRA was investigating Cox’s termination due to alleged participation in outside business activities.

gilbert-cox-barred-refusal-to-requested-informationGilbert Cox (CRD: 2973703) was registered as a broker with Citizen Securities from January 2020 until May 2020. Previously, Cox was registered with NYLife Securities from March 2017 until February 2020.

Cox has one disclosure on his BrokerCheck report.

April 2021 Regulatory Judgment

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The Sonn Law Group is currently investigating allegations surrounding Gilbert Cox. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.