Grant Christopher Birkley, Formerly of Sagepoint Financial, Barred by FINRA Following Refusal to Produce Documents and Information

FINRA was investigating Birkley’s admission that he made referrals to an outside asset manager without approval.

grant-christopher-birkley-barred-by-finraGrant Christopher Birkley (CRD: 2933533) was registered as a broker with Sagepoint Financial from 2017 until 2020. Previously, Berkeley was registered as a broker with Wells Fargo from 2008 until 2017.

Berkeley has four disclosures on his BrokerCheck report. 

June 2021 Regulatory Judgment

August 2020 Customer Dispute

August 2020 Employment Separation After Allegations

August 2020 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Grant Birkley. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.


Se Habla Español

Contact our office today to discuss your case. You can reach us by phone at 844-689-5754 or via e-mail. To send us an e-mail, simply complete and submit the online form below.