Former Pruco Securities Broker Charged with Failing to Respond to a Request for Information
The Sonn Law Group is actively investigating claims involving former Pruco Securities broker and investment advisor Joseph Martinez. If you sustained losses working with Mr. Martinez, we are interested in hearing the details of your case. Contact us today at (866) 827–3202 for a free initial consultation.
Joseph J. Martinez (CRD# 6191278) is a previously registered broker. From 2013 to 2017, Mr. Martinez was a registered representative with Pruco Securities based in City of Industry, California.
In a regulatory action issued on February 26, 2019, FINRA suspended Mr. Martinez for failure to respond to a FINRA request for information. Following a notice of suspension letter, dated February 26, 2019, Mr. Martinez had three months to file a written request to terminate his suspension under FINRA Rule 9552.
If he fails to submit a written request, he will be permanently barred from the industry effective May 29, 2019.
Jeffrey R. Sonn is an experienced FINRA arbitration lawyer. If you or your loved one sustained significant investment losses working with Joseph Martinez or any other securities representative, he can help. To schedule a free, no obligation review of your case, contact the Sonn Law Group today.