FINRA Barred Anthony Johnson From the Securities Industry
At the Sonn Law Group, we are investigating claims involving former securities industry professional Anthony Johnson. If you suffered significant losses working with this individual, please contact our law firm immediately at (866) 827–3202. Initial consultations are free.
Anthony Johnson (CRD #6960172) is a former securities industry professional. Most recently, the Financial Industry Regulatory Authority (FINRA) reports that Mr. Johnson was based in Chicago, Illinois.
Barred Securities Professional: Anthony Johnson
In March of 2019, Mr. Johnson was barred from the securities industry after he failed to provide information or keep his information current. Pursuant to FINRA 9552(h), all registered individuals are required to update their information and to respond to FINRA requests. Investors deserve complete and accurate information regarding their financial advisor. As Anthony Johnson violated this regulation, he has been barred from associating with any FINRA member firm in any capacity.
Jeffrey R. Sonn is a skilled FINRA arbitration attorney. If you suffered losses working with securities professional Anthony Johnson or any other broker or brokerage firm, Mr. Sonn is prepared to help. Please do not hesitate to contact the Sonn Law Group right away to arrange your free consultation.