Jacquin Fink, Formerly of Merrill Lynch, Subject of Eight Customer Complaints Regarding Unsuitable Recommendations

Thomas allegedly engaged in outside business activities through a company he formed and controlled without providing notice to his member firm.

The Sonn Law Group is investigating allegations that Jacquin Fink made unsuitable recommendations. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

Jacquin Fink (CRD#: 207807) was employed by Merrill Lynch from 1978 until 2020. During that time, he has named the subject of eleven customer disputes. The are listed as follows:

• February 2020 – The customer alleged unsuitable investment recommendations and is seeking approximately $40,000 in damages. The matter is still pending.
• January 2019 – The customer alleged unsuitable investment recommendations. The matter was settled for $800,000. 
• January 2018 – The customer alleged unsuitable investment recommendations. The matter was settled for $263,000.
• November 2017 – The customer alleged unsuitable investment recommendations. The matter was settled for $75,000.
• July 2016 – The customer alleged unsuitable investment recommendations. The matter was settled for approximately $200,000. 
• April 2016 – The customer alleged unsuitable investment recommendations, excessive trading, and misrepresentation and omission of material facts. The matter was settled for $402,500.
• April 2016 – The customer alleged unsuitable investment recommendations and misrepresentation. The matter was settled for $30,000.
• November 2015 – The customer alleged unsuitable investment recommendations. The matter was settled for approximately $100,000. 
• September 2011 – The customer alleged aggressive trading and misrepresentation. The matter was settled for $1,729,000.
• July 2010 – The customer alleged excessive trading, unsuitable investment recommendations, and unauthorized trading. The matter was settled for $200,000.
• July 1994 – The customer alleged unsuitability and churning and losses exceeding $135,000. The matter was settled for $55,000.

Contact Us Today

The Sonn Law Group is currently investigating allegations that Jacquin Fink made unsuitable recommendations. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.