Janie Garza-Clark, Formerly of SagePoint Financial, Named in Customer Complaint Alleging Unsuitable Investment Recommendations

The client is seeking $950K in damages for Garza-Clark’s alleged misconduct.

janie-garza-clark-alleging-unsuitable-investmentJanie Garza-Clark (CRD#: 1010752) was registered as a broker with TCFG Wealth Management from 2017 until 2020. Previously, Garza-Clark was registered as a broker with SagePoint Financial from October 2016 until July 2017.

Garza-Clark has five disclosures on her BrokerCheck report, one customer dispute filed against Garza-Clark was denied.

June 2020 Customer Dispute

December 2015 Employment Separation After Allegations

October 2015 Customer Dispute

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The Sonn Law Group is currently investigating allegations surrounding Janie Garza-Clark. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.


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