Jeff Sonn Headshot

I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Jason Nelson of LPL Financial Barred from FINRA

History of Misrepresenting Customer Information

If you’ve lost money investing with Jason Nelson or LPL Financial, you may have a claim. Contact Sonn Law today by filling out our form to submit a confidential message, or call us anytime at 866–827–3202 to schedule a free consultation.


Jason Reed Nelson, (CRD#: 4824535) has been barred from FINRA.

Nelson had 13 years of experience with two firms, including Edward Jones (2004–2013) and LPL FINANCIAL LLC (2013–2018).

According to FINRA documents, Nelson by default consented to sanction and entry of all findings for failing to provide required FINRA testimony.

His former employer LPL Financial had previously filed a U5 indicating Nelson had repeatedly misrepresented customer information in annuity purchases and terminated his employment in January 2018.

Jeffrey R. Sonn is a top-rated investment fraud lawyer with extensive experience handling unauthorized trading claims and other broker fraud cases. If you sustained major losses investing with Jason Nelson, Mr. Sonn is ready to help. Contact us today to schedule a free initial consultation.

CONTACT US FOR A FREE CONSULTATION

Se Habla Español

Contact our office today to discuss your case. You can reach us by phone at 844-689-5754 or via e-mail. To send us an e-mail, simply complete and submit the online form below.