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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Jiaqi Chen, Broker with Cetera Investment Services, Facing Customer Dispute Alleging Recommendation of Unsuitable Investments

INVESTORS: Cetera Investment Services broker Jiaqi Chen is facing a pending customer dispute alleging recommendation of unsuitable investments.

Jiaqi Chen (CRD#: 6048832) is registered as a broker and investment adviser with Cetera Investment Services, where he’s been employed since 2013. Previously, Chen was registered as a broker and investment adviser with J.P. Morgan Securities from 2012 until 2013.

Chen has one disclosure on his BrokerCheck report. 

April 2022 Customer Dispute

Status: Pending

Allegations: Claimant alleges that their registered representative recommended [an] unsuitable investment.

Damage Amount Requested: $221,000.00

If you have any information about Jiaqi Chen that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

 

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