Jiaqi Chen, Broker with Cetera Investment Services, Facing Customer Dispute Alleging Recommendation of Unsuitable Investments

INVESTORS: Cetera Investment Services broker Jiaqi Chen is facing a pending customer dispute alleging recommendation of unsuitable investments.

Jiaqi Chen (CRD#: 6048832) is registered as a broker and investment adviser with Cetera Investment Services, where he’s been employed since 2013. Previously, Chen was registered as a broker and investment adviser with J.P. Morgan Securities from 2012 until 2013.

Chen has one disclosure on his BrokerCheck report. 

April 2022 Customer Dispute

Status: Pending

Allegations: Claimant alleges that their registered representative recommended [an] unsuitable investment.

Damage Amount Requested: $221,000.00

If you have any information about Jiaqi Chen that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.



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