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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

John August Van Wambeke, Broker with Ameriprise Financial Services, Named in Customer Dispute Alleging Failure to Keep Clients Updated

INVESTORS: Ameriprise Financial Services broker John August Van Wambeke was named in a customer dispute alleging he failed to update the beneficiaries on an account.

John August Van Wambeke (CRD: 729864) is registered as a broker and investment adviser with Ameriprise Financial Services, where he’s been employed since 1981. Previously, Van Wambeke was registered as a broker with IDS Life Insurance Company from 1981 until 2006.

Van Wambeke has two disclosures on his BrokerCheck report. One customer dispute against Van Wambeke was denied.

November 2021 Customer Dispute

Status: Pending

Allegations: Claimant alleges that Respondents failed to timely or appropriately update the beneficiaries on her ex-husband’s accounts in 2013.

If you have any information about John August Van Wambeke that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form. 

 

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