John Quinn, Formerly of Valic Financial Advisors, Suspended by FINRA Following Allegations of Participating in Private Securities Transactions Without Approval

INVESTORS: Former Valic Financial Advisors broker John Quinn was suspended by FINRA following allegations that he participated in private securities transactions without his member firm’s knowledge or approval.

john-quinn-private-securities-transactions-without-approvalJohn Quinn (CRD: 2576416) was registered as a broker with Valic Financial Advisors from 2019 until 2021.. Previously, Quinn was registered as a broker with LPL Financial in 2019.

Quinn has three disclosures on his BrokerCheck report. One customer dispute filed against Quinn was denied.

August 2018 Regulatory Judgment

August 2018 Employment Separation After Allegations

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The Sonn Law Group is currently investigating allegations surrounding John Quinn. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.