Jon Raymond Lee, Broker with AAG Capital, Named in Customer Dispute Concerning Recommendation of L Bonds in GWG Holdings

INVESTORS: AAG Capital broker Jon Raymond Lee was named in a customer dispute alleging concerning an investor’s purchase of L Bonds issued by GWG Holdings.

Jon Raymond Lee (CRD: 2354294) was registered as a broker with AAG Capital in 2022. Previously,  Lee was previously registered as a broker with Aegis Capital from 2015 until 2022.

Lee has three disclosures on his BrokerCheck report. One customer dispute filed against Lee was denied.

June 2022 Customer Dispute

Status: Settled

Allegations: Time frame; April 2016 – Present. Claimant Alleges Fraud, Breach of Contract, Breach of Fiduciary Duty, Negligence Claimant alleges that she was missold investments by Aegis

Damage Amount Requested: $650,000.00

April 2001 Customer Dispute

Status: Settled

Allegations: Customer was informed by her financial advisor Mr. Lee that the transfer of her golden select annuity to an AETNA variable annuity would not have a surrender charge when in fact she was subsequently charged a $16,654.78 surrender charge.

Damage Amount Requested: $16,654.78

Settlement Amount: $16,654.78

The Sonn Law Group is currently investigating allegations surrounding Jon Raymond Lee. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.