INVESTORS: Janney Montgomery Scott broker Kirk Edward Pickell is facing a pending customer dispute alleging unsuitable investment recommendations.
Kirk Edward Pickell (CRD: 2294187) is registered as a broker and investment adviser with Janney Montgomery Scott, where he’s been employed since 2002. Previously, Pickell was registered as a broker with RBC Dain Rauscher in 2002.
Pickell has three disclosures on his BrokerCheck report. One customer dispute filed against Pickell was denied.
November 2020 Customer Dispute
- Status: Pending
- Allegations: Rhode Island client complains that the fees associated with their accounts were not fully disclosed and were higher than stated between 2009 and 2020. Clients further complain that investments made in a hedge fund and an annuity were not suitable.
- Damage Amount Requested: $10,000,000.00
August 2002 Employment Separation After Allegations
- Firm Name: Pending
- Termination Type: Permitted to Resign
- Allegations: Possible violation of firm policies with respect to reporting activity outside the firm.
Contact Us Today
The Sonn Law Group is currently investigating allegations surrounding Kirk Edward Pickell. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.