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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Lawrence William Catena, Broker with Morgan Stanley, Facing Customer Disputes Alleging Recommendation of Unsuitable Investments

INVESTORS: Morgan Stanley broker Lawrence William Catena is facing pending customer disputes alleging recommendation of unsuitable investments.

Lawrence William Catena (CRD#:2037155) is registered as a broker and investment adviser with Morgan Stanley, where he’s been employed since 2020. Previously, Catena was registered as a broker and investment adviser with Merrill Lynch from 2004 until 2020.

Catena has two disclosures on his BrokerCheck report. 

May 2022 Customer Dispute

Status: Pending

Allegations: Claimant alleges, inter alia, unsuitability with respect to structured product investments – December 2021 to May 2022

March 2022 Customer Dispute

Status: Pending

Allegations: Claimant alleges, inter alia, unsuitability with respect to investments – January 2020 to February 2022

If you have any information about Lawrence William Catena that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.

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