INVESTORS: Cetera Investment Services broker Leo Li-Yuan Chien was named in customer disputes following allegations of selling unsuitable investments.
Leo Li-Yuan Chien (CRD: 2821380) is registered as a broker and investment adviser with Cetera Investment Services, where he’s been employed since 2012.
Chien has four disclosures on his BrokerCheck report. One customer dispute filed against Chien was denied.
April 2022 Customer Dispute
Status: Pending
Allegations: Claimant alleges unsuitable alternative investment recommendations which resulted in losses.
Damage Amount Requested: $100,000.00
March 2022 Customer Dispute
Status: Pending
Allegations: Claimant alleges unsuitable alternative investment recommendations which resulted in losses.
July 2021 Customer Dispute
Status: Settled
Allegations: Claimants allege that their registered representative recommended unsuitable investments.
Settlement Amount: $170,000.00
The Sonn Law Group is currently investigating allegations surrounding Leo Li-Yuan Chien. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
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