INVESTORS: Former Trust Investment Services broker Linda Rotsztein was named in a customer dispute alleging recommendation of unsuitable investments.
Linda Rotsztein (CRD#: 4927745) was registered as a broker with Trust Investment Services from 2007 until 2021. Rotsztein does not have any other experience in the securities industry.
Rotsztein has two disclosures on her BrokerCheck report.
March 2021 Customer Dispute
Allegations: Clients allege unsuitable recommendations
Damage Amount Requested: $626,111.68
September 2020 Customer Dispute
Allegations: Client alleges unsuitable recommendations
Damage Amount Requested: $500,000.00
Settlement Amount: $150,000.00
Broker Comment: I am a client advisor for SunTrust Bank and do not advise, solicit or sale investment products. I did not recommend that the clients invest in Northstar.
If you have any information about Linda Rotsztein that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.