Louis Martin Wargo, Broker with FSC Securities, Named in Multiple Customer Disputes Alleging Overconcentration

Wargo is also accused of negligence, breach of fiduciary duty, and material misrepresentations and omissions.

louis-martin-wargo-alleging-overconcentrationLouis Martin Wargo (CRD#: 1416101) is registered as a broker and investment adviser with FSC Securities Corporation, where he has been employed since 2003. Previously, Wargo was registered as a broker and investment adviser with Axa Advisors from 1995 until 2003.

Wargo has four disclosures on his BrokerCheck report. Two customer disputes filed against Wargo were denied.

January 2021 Customer Dispute

September 2020 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations surrounding Louis Martin Wargo. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.