Lyle Wesley Davis, Broker with Wilson-Davis & Co., Agrees to FINRA Settlement Alleging Failure to Supervise

Davis agreed to a $30,000 fine and a suspension for twenty-one months.

lyle-wesley-davis-alleging-failure-to-superviseLyle Wesley Davis (CRD#: 62352) is registered as a broker with Wilson-Davis & Co., where he has been employed since 1969. 

Davis has six disclosures on his BrokerCheck report. 

July 2019 Regulatory Judgment

May 1996 Customer Dispute

January 1992 Regulatory Judgment

May 1990 Regulatory Judgment

June 1989 Regulatory Judgment

December 1985 Regulatory Judgment

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The Sonn Law Group is currently investigating allegations surrounding Lyle Wesley Davis. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.