Marshall Isaacson, Formerly of Newbridge Securities, Barred by FINRA After Refusing to Provide Documents and Information

Isaacson has been named in multiple customer disputes alleging unsuitable recommendations.

The Sonn Law Group is investigating allegations that Marshall Isaacson made unsuitable recommendations. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

Marshall Isaacson (CRD#: 1140370) was previously registered as a broker with Newbridge Securities from 2016 until 2019. In July 2020, Isaacson was barred by FINRA for refusing  to  provide documents and information requested by FINRA in connection with its investigation into whether he made unsuitable investment recommendations.

Isaacson has nine other disclosures on his BrokerCheck report.

August 2020 Customer Dispute

• Status: Pending
• Allegations: Client alleged the trades placed in her account were unsuitable and excessive. Time frame of the alleged activity was 2015 through June 2017.
• Damage Amount Requested: $300,000.00

January 2020 Customer Dispute

• Status: Pending
• Allegations: Suitability & misrepresentation
• Damage Amount Requested: $100,000.00

May 2019 Customer Dispute

• Status: Settled
• Allegations: Claimant alleges unsuitable investments, breach of fiduciary duty and breach of contract.
• Settlement Amount: $11,125.00

April 2019 Customer Dispute

• Status: Pending
• Allegations: Claimant alleges negligence, breach of fiduciary duty, breach of contract, and misrepresentation in connection with 1031 exchange.
• Damage Amount Requested: $60,000.00

April 2019 Customer Dispute

• Status: Settled
• Allegations: Claimant alleges negligence, breach of contract, breach of contract, and misrepresentation in connection with 1031 exchange.
• Damage Amount Requested: $60,000.00
• Settlement Amount: $14,999.00

May 2018 Judgment / Lien

• Judgment / Lien Amount: $5,157.09
• Judgment / Lien Type: Civil

September 2016 Judgment / Lien

• Judgment / Lien Amount: $24,372.84
• Judgment / Lien Type: Tax

September 2016 Customer Dispute

• Status: Settled
• Allegations: Suitability
• Damage Amount Requested: $150,000.00
• Settlement Amount: $92,000.00
• Broker Comment: Claimant was allowed to join the arbitration from occurrence 1871583 after a motion to amend the existing SOC was received and approved on September 1, 2016 by FINRA dispute resolution. The financial advisor denies the allegations asserted and intends to vigorously defend against the claim.

March 2016 Customer Dispute

• Status: Settled
• Allegations: Unauthorized trading and suitability
• Damage Amount Requested: $300,000.00
• Settlement Amount: $215,000.00

September 2012 Judgment / Lien

• Judgment / Lien Amount: $41,279.96
• Judgment / Lien Type: Tax
• Broker Comment: RR received notification on 9/22/2012.

Contact Us Today

The Sonn Law Group is currently investigating allegations that Marshall Isaacson recommended unsuitable investments. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.