Martin Noonan, Formerly of BMA Securities, Barred by FINRA for Refusing to Cooperate with Investigation

Noonan was being investigated based on allegations of unsuitable and excessive trading in a client account.

The Sonn Law Group is investigating allegations that Martin Noonan made excessive and unsuitable trades.  If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

Martin Noonan - BMA SecuritesMartin Joseph Noonan Jr. (CRD#: 2982159) was previously registered with BMA Securities from 2013 until 2020. FINRA initiated an investigation into Noonan after reviewing a Dispute Resolution Statement of Claim filed against him and his member firm alleging unsuitable and excessive trading in a client account.

In connection with the investigation, FINRA requested that Noonan produce information and documents concerning the allegation. Noonan refused and was subsequently barred from associating with any FINRA member firm for an indefinite period.

On April 23, 2020, FINRA sent Kinsman a request for on-the-record testimony pursuant to FINRA Rule 8210. Kinsman acknowledged the request and stated that he would not appear for testimony. Kinsman was subsequently barred from association with any FINRA member firm based on his refusal. 

Noonan has nine other disclosures on his BrokerCheck report.

November 2018 Customer Dispute

March 2016 Judgment/Lien

September 2015  Judgment/Lien

June 2015 Judgment/Lien

June 2014  Judgment/Lien

March 2014 Judgment/Lien

March 2014 Judgment/Lien

November 2013 Judgment/Lien

Contact Us Today

The Sonn Law Group is currently investigating allegations that Martin Noonan engaged in unsuitable and excessive trades. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.