On June 8, 2020, Matthew Muratori (CRD#:6255633) was barred by FINRA from associating with any FINRA member firm in any capacity because he failed to appear for requested testimony. Muratori also refused to provide documents requested by FINRA, “in connection with its investigation into his potential involvement in the conversion of funds belonging to a senior customer at his member firm.”
Muratori has two other disclosures on his BrokerCheck report.
June 2020 Employment Separation After Allegations
- Firm Name: Simplicity Wealth
- Termination Type: Voluntary Resignation
- Allegations: “Under investigation by FINRA’s Department of Enforcement regarding a matter determining whether violations of the federal securities laws or FINRA, NASD or MSRB rules have occurred.”
May 2020 Investigation
- Initiated By: FINRA
- Description of Investigation: “FINRA’s Department of Enforcement is investigating a matter to determine whether violations of the federal securities laws or FINRA, NASD, or MSRB rules have occurred.”
Contact Us Today
The Sonn Law Group represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.
CONTACT US FOR A FREE CONSULTATION
Se Habla Español
Contact our office today to discuss your case. You can reach us by phone at 844-689-5754 or via e-mail. To send us an e-mail, simply complete and submit the online form below.