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I'm Jeff Sonn, an attorney concentrating on securities fraud and consumer class actions. I use this blog to bring attention to regulatory filings involving financial advisors, current events in securities and cases in the financial services industry, and to help investors understand their rights and options for financial recovery. Questions? Contact me online or call anytime at 844-689-5754

Michael Joseph Whitaker, Broker with Newbridge Securities Corporations, Facing Customer Dispute Alleging Breach of Fiduciary Duty

INVESTORS: Newbridge Securities Corporations broker Michael Joseph Whitaker was named in a customer dispute alleging he breached his fiduciary duty, among other misconduct.

Michael Joseph Whitaker (CRD#: 6316100) is registered as a broker and investment adviser with Newbridge Securities Corporations, where he’s been employed since 2014. Whitaker does not have any other securities industry experience.

Whitaker has two disclosures on his BrokerCheck report. One disclosure relates to a criminal charge against Whitaker.

April 2022 Customer Dispute

Status: Pending

Allegations: Negligence, Breach of Fiduciary Duty, Negligent Supervision

Damage Amount Requested: $100,000.00

If you have any information about Michael Joseph Whitaker that you would like to share or discuss, please call our firm for a confidential consultation. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form. 

 

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