Michael Joseph Whitaker, Broker with Newbridge Securities Corporations, Facing Customer Dispute Alleging Breach of Fiduciary Duty

INVESTORS: Newbridge Securities Corporations broker Michael Joseph Whitaker was named in a customer dispute alleging he breached his fiduciary duty, among other misconduct.

Michael Joseph Whitaker (CRD#: 6316100) is registered as a broker and investment adviser with Newbridge Securities Corporations, where he’s been employed since 2014. Whitaker does not have any other securities industry experience.

Whitaker has two disclosures on his BrokerCheck report. One disclosure relates to a criminal charge against Whitaker.

April 2022 Customer Dispute

Status: Pending

Allegations: Negligence, Breach of Fiduciary Duty, Negligent Supervision

Damage Amount Requested: $100,000.00


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