• Jeffrey Alan Kiensnoski, Broker with Concorde Investment Services, Named in Customer Dispute Seeking $1M in Damages
  • James Seijas, Formerly of Wells Fargo, Accused of Defrauding Investors in Alleged Ponzi Scheme
  • Sarah Komischke, Broker with Cetera Investment Services, Named in Customer Dispute Seeking $500k in Damages
  • NJ Financial Advisor Kenneth Welsh Accused of Fleecing Clients of $2.86M
  • Kevin Anthony Butler, Broker with Morgan Stanley, Named in Customer Dispute Seeking $1.5M in Damages
  • Jon Peter Lindberg, Formerly of ProEquities, Inc., Named in Two Pending Regulatory Disputes