• Marcus Angelo Beasley, Formerly of Supreme Alliance, Barred by FINRA Following Allegations of Offering Unregistered Securities
  • Xiao Qin Komischke, Broker with Cetera Investment Services, Named in Customer Dispute Seeking $500k in Damages
  • Marc Augustus Reda, Broker with Spartan Capital Securities, Named in FINRA Complaint Alleging Churning in Customer Accounts
  • Kevin Carey Doyle, Formerly of Raymond James & Associates, Censured by Oklahoma Department of Securities
  • Roy Joseph Failla, Broker with Arive Capital Markets, Named in Customer Dispute Alleging Unsuitable Recommendations
  • Scott Robert Rahn, Formerly of LPL Financial, Target of Investigation Concerning Unsuitable Trades