Together with Weinstein, the Securities and Exchange Commission (SEC) has charged Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, and Alaa[...]
Broker / Advisor Investigations
The Securities and Exchange Commission (SEC) has taken legal action against Alexander Elbanna and three entities under his ownership and control for their involvement in[...]
The U.S. District Court for the District of Oregon has issued final judgments against Robert D. Christensen and Anthony M. Matic, both residents of Oregon,[...]
The Securities and Exchange Commission (SEC) made an official announcement regarding the resolution of the case against Ryan Morgan Evans, the last remaining defendant involved[...]
The Securities and Exchange Commission (SEC) has taken legal action against Chadd L. Evans from Fincastle, Virginia, for orchestrating a fraudulent scheme known as “free-riding.”[...]
The Securities and Exchange Commission (SEC) has taken action against Legendary Partners, LLC, a California-based company, and its founder, Scott L. Snyder, for orchestrating a[...]
The Securities and Exchange Commission (SEC) has brought charges against Celsius Network Limited (Celsius) and its founder and former CEO, Alex Mashinsky, for violating registration[...]
The Securities and Exchange Commission (SEC) has taken action against Joseph Michael “Mike” Todd, along with his entities Todd Financial Services, LLC (TFS) and TFS[...]
The Securities and Exchange Commission (SEC) has filed charges against Olivier Amar, the former Chief Growth Officer of Frank, for fraud related to the company’s[...]
Judge Peter Barbadoro of the United States District Court for the District of New Hampshire has issued a ruling against LBRY, Inc., a software company[...]