The Securities and Exchange Commission (SEC) lodged accusations against Binance Holdings Ltd., BAM Trading Services Inc., and their founder Changpeng Zhao. Binance Holdings operates the[...]
Broker / Advisor Investigations
The Securities and Exchange Commission (SEC) has today initiated legal action against Auctus Fund Management, LLC (“Auctus Management”), and its co-proprietors, Alfred Sollami of Brookline,[...]
The Securities and Exchange Commission (SEC) has brought charges against Marshall E. Melton, a Greensboro, North Carolina resident, and his company, Integrated Consulting & Management,[...]
Today, the U.S. Securities and Exchange Commission (SEC) lodged a complaint in the U.S. District Court for the Western District of Texas. The complaint accuses[...]
The U.S. Securities and Exchange Commission (SEC) disclosed today that it has reached a settlement with Carrie L. Tolstedt, the former head of Wells Fargo[...]
The U.S. Securities and Exchange Commission (SEC) revealed that Ishan Wahi, a former product manager at Coinbase, and his sibling, Nikhil Wahi, have consented to[...]
The Securities and Exchange Commission (SEC) reported on May 25, 2023, that it had initiated a process to resolve charges against Francis Sabo (also known[...]
The Securities and Exchange Commission (SEC) has taken urgent action to halt an alleged fraudulent scheme conducted by Integrated National Resources Inc. (INR), also known[...]
A class action lawsuit filled against Charles River Laboratories International, Inc. (referred to as “Charles River” or the “Company”) on behalf of individuals and entities[...]
Deutsche Bank, a Germany-based global banking firm, has been found liable by a South Florida jury for its failure to detect and report a Ponzi[...]