• Wes Baiz, Formerly of The Huntington Investment Company, Barred by FINRA Following Refusal to Provide Information
  • William Hightower, Formerly of UBS Financial, Facing Multiple Customer Disputes
  • Stuart Nichols, Formerly of Raymond James, Barred by FINRA Following Churning Allegations
  • Brandon Stimpson, Formerly of Allegis Investment Services, Accused of Unsuitable Investment Recommendations in Options
  • Dean Kajouras, Broker for Fordam Financial Management, Named in Multiple Customer Complaints
  • Alex Blanco, Formerly of Hornor Townsend & Kent, Inc., Facing Allegations of Unsuitable Investments