• Steven Yellen, Formerly of JP Morgan, Consented to One-Year Suspension and $25,000 Fine
  • Trevor Rahn, Formerly of J.P. Morgan, Facing Allegations of Excessive Trading
  • Jason Mosher, Advisor for Kalos Capital, Allegedly Recommended GPB Capital Private Placements to Investors
  • Michael Cohn, Former Chief Compliance Officer of GPB Capital Holdings, Charged by SEC with Obstruction of Justice
  • George Marwieh, Former Registered Investment Advisor, Facing License Revocation in Texas
  • Anthony Hobson, Advisor for Money Concepts Capital Corp, Faces Allegations Concerning Alternative Investments