A final judgment has been entered by the U.S. District Court for the Eastern District of New York against Brian Callahan, an investment adviser from[...]
Broker / Advisor Investigations
The Securities and Exchange Commission (SEC) has made an announcement regarding the settlement of fraud charges against Quanta, Inc., a biopharmaceutical company based in Burbank,[...]
The Securities and Exchange Commission (SEC) has announced charges against Red Rock Secured LLC, a company based in El Segundo, California, along with its CEO,[...]
The Utah Legislature is on the verge of granting approval for a settlement in a lawsuit that accuses state officials of improperly utilizing millions of[...]
Toronto-Dominion Bank, commonly known as TD Bank, has agreed to pay $1.2 billion to settle a lawsuit accusing the bank of being involved in a[...]
Time is running out for Michigan workers who were wrongly accused of unemployment fraud to participate in a $20 million class action settlement with the[...]
SEC Files Emergency Lawsuit Alleging Fraudulent Offering in Clean Energy Technology Association Case
The Securities and Exchange Commission (SEC) has taken an emergency action by filing a lawsuit against Roy W. Hill and Eric N. Shelly, along with[...]
Wells Fargo Bank is facing a class action lawsuit filed in a federal court in California, where a group of consumers accuses the bank of[...]
The Securities and Exchange Commission (SEC) has filed a complaint against Cedric Dewayne Griffin for alleged involvement in a fraudulent securities offering. According to the[...]
Brett M. Bartlett, his father-in-law Scott A. Miller, and their companies have been charged by the Securities and Exchange Commission (SEC) for engaging in fraudulent[...]