Sonn Law Group has filed a FINRA arbitration claim on behalf of its client, an armed forces member, against Monmouth Capital Management, LLC (“MCM”) regarding[...]
Broker / Advisor Investigations
Match is a technology and social media company that operates a large portfolio of online dating brands and apps. Among its most notable dating apps[...]
The founder of Frank, a student loan assistance company that has since been closed down, has been charged with fraud by the Securities and Exchange[...]
A group of investors led by Edwin Garrison has filed a class-action suit against a group of YouTube “FTX influencers,” seeking $1 billion in damages[...]
SVB Financial Group, the parent company of Silicon Valley Bank, along with CEO Greg Becker and CFO Daniel Beck, are facing a class-action lawsuit that[...]
A class action lawsuit has been initiated in the United States District Court for the Southern District of New York on behalf of Amgen investors.[...]
Merrill Lynch, Pierce, Fenner & Smith Incorporated has been charged by the Securities and Exchange Commission (SEC) for imposing undisclosed foreign exchange fees on advisory[...]
The Securities and Exchange Commission (SEC) has charged three executives of Austal USA LLC, a shipbuilder based in Mobile, Alabama, for their involvement in a[...]
Chatham Asset Management LLC, a New Jersey-based investment company, and its founder, Anthony Melchiorre, have been charged by the Securities and Exchange Commission (SEC) for[...]
The Securities and Exchange Commission (SEC) has charged crypto asset trading platform Beaxy.com and its executives for failing to register as a national securities exchange,[...]