Broker / Advisor Investigations

Toronto-Dominion Bank, commonly known as TD Bank, has agreed to pay $1.2 billion to settle a lawsuit accusing the bank of being involved in a[...]

Time is running out for Michigan workers who were wrongly accused of unemployment fraud to participate in a $20 million class action settlement with the[...]

The Securities and Exchange Commission (SEC) has taken an emergency action by filing a lawsuit against Roy W. Hill and Eric N. Shelly, along with[...]

Wells Fargo Bank is facing a class action lawsuit filed in a federal court in California, where a group of consumers accuses the bank of[...]

The Securities and Exchange Commission (SEC) has filed a complaint against Cedric Dewayne Griffin for alleged involvement in a fraudulent securities offering. According to the[...]

Brett M. Bartlett, his father-in-law Scott A. Miller, and their companies have been charged by the Securities and Exchange Commission (SEC) for engaging in fraudulent[...]

Stanley Black & Decker, Inc. (“Stanley”) is facing a securities class action lawsuit for allegedly violating federal securities laws by making misleading statements and omissions[...]

A lawsuit has been filed against Medical Properties Trust (MPW). The complaint alleges that the defendants engaged in deceptive practices by misrepresenting the financial state[...]

A lawsuit has been filed against Edgio, Inc. (formerly known as Limelight Networks, Inc.) in the United States District Court for the District of Arizona.[...]

The Securities Exchange Act of 1934 was allegedly violated by Credit Suisse Group AG (NYSE: CS) and a few of its senior employees, according to[...]