• Former Financial Advisor Edwin Emmett Lickiss Jr. Pleads Guilty in $9.5 Million Ponzi Scheme
  • Recent FINRA Disciplinary Actions: Broker and Advisor Misconduct Roundup (Mid-May 2026)
  • Miles Goldstein v. Reuben Ezekiel: Miami Jury Levels $48M Verdict over Golden Beach Broker Commission Deception
  • SEC Charges Reign Financial and Berone Capital in Alleged $26 Million High-Yield Investment Fraud
  • SEC Shuts Down Zera Financial LLC Offering Fraud Involving Alleged 36% Annual Returns and FDIC Insurance Claims
  • Gabriel Hynes, Formerly of Kestra and NYLife, Barred by FINRA After Failing to Comply With Investigation