Melilli is also accused of recommending unsuitable investments and forging customer signatures on account documents. David John Melilli (CRD: 5254172) was registered as a broker[...]
Broker / Advisor Investigations
Manning is accused of maintaining an outside securities account without notifying his member firm. Garrett Manning (CRD#: 6887127) is registered as a broker and investment[...]
As a result of the failure, Nash’s California securities license was revoked. Adam Jeffrey Nash (CRD#: 6476261) was registered as a broker with Pruco Securities[...]
Nergard was suspended by the Arizona Corporation Commission Securities Division. Guilford Ward Nergard (CRD#: 2360614) was registered as a broker with Raymond James & Associates[...]
Rahmani is also accused of providing false or misleading information to FINRA during its investigation. Abdul Matin Rahmani (CRD#: 4269583) was registered as a broker[...]
Korsch is facing six pending customer disputes total. Marc Frederick Korsch (CRD#: 5525226) was registered as a broker with Arkadios Capital in 2021. Previously, Korsch[...]
Torriente has two customer disputes currently pending against him. William Edward Torriente Jr. (CRD#: 4255814) was registered as a broker with Comerica Securities from 2009[...]
Gill is facing four pending customer disputes, all of which were filed in 2021. Carl Damien Gill (CRD#: 1076361) was registered as a broker with[...]
Vizanko is also facing a pending customer dispute alleging misappropriation of funds. Paul Warren Vizanko (CRD#: 2572222) was registered as a broker with Wells Fargo[...]
Kiensnoski currently has three customer disputes pending against him. Jeffrey Alan Kiensnoski (CRD#: 2688017) is registered as a broker with Concorde Investment Services, where he[...]