Freeze was accused of selling away by a majority of the former clients. The Sonn Law Group is investigating allegations that Jonathan Freeze committed misconduct.[...]
Broker / Advisor Investigations
The 2020 customer disputes allege the misconduct between July of 2014 and December of 2016. The Sonn Law Group is investigating allegations that Morgan Stanley[...]
DiBrino is also accused of recommending unsuitable investments and negligence. The Sonn Law Group is investigating allegations that Brian DiBrino committed misconduct. If you or[...]
Ristvedt is accused of engaging in undisclosed and unapproved private securities transactions in the amount of $163,320. The Sonn Law Group is investigating allegations that[...]
Shah is accused of engaging in undisclosed and unapproved private securities transactions in the amount of $408,000.00 The Sonn Law Group is investigating allegations that[...]
Tucker is accused of selling securities without being registered, failing to disclose outside business activity, and failure to observe high standards of commercial honor. The[...]
Whittaker agreed to a six-month suspension and $5K fine in connection with the allegations. The Sonn Law Group is investigating allegations that Stephen Whittaker engaged[...]
Meyer agreed to a three-month suspension and FINRA findings stating that he caused customers significant losses. The Sonn Law Group is investigating allegations that Robert[...]
Bell is accused of recommending unsuitable investments and over-concentration. The Sonn Law Group is investigating allegations that Michael Bell recommended unsuitable investments and over-concentrated accounts.[...]
Franks refused to produce information or documents FINRA requested in connection with its investigation into his alleged misconduct. The Sonn Law Group is investigating allegations[...]