Maines allegedly exercised discretion in customer accounts without written authorization. The Sonn Law Group is investigating allegations that Nina Maines made unauthorized discretionary trades. If[...]
Broker / Advisor Investigations
The Nebraska advisor is accused of engaging in a cherry-picking scheme that defrauded his clients. The Sonn Law Group is investigating allegations that Corbin Lambert[...]
Lindner and its owner are accused of making false statements to the SEC and failing to properly implement compliance policies and procedures. The Sonn Law[...]
Zabala is accused of defrauding investors in his company. The Sonn Law Group is investigating allegations that Craig Zabala defrauded investors. If you or a[...]
Perri is also accused of making misrepresentations to his client. The Sonn Law Group is investigating allegations that Andrew Perri made unsuitable investment recommendations. If[...]
Martino has three pending customer disputes seeking over $800K in combined damages. The Sonn Law Group is investigating allegations that Michael Martino committed misconduct. If[...]
Orlando faces three pending disputes seeking over $1M in damages. The Sonn Law Group is investigating allegations that John Orlando made unsuitable investment recommendations. If[...]
Baumner has two pending customer disputes seeking over $100K in combined damages. The Sonn Law Group is investigating allegations that William Baumner committed misconduct. If[...]
Cerf’s customer disputes allege that he made unsuitable investment recommendations and made misrepresentations. The Sonn Law Group is investigating allegations that Monty Cerf committed misconduct.[...]
Buono was barred after refusing to appear for on-the-record testimony requested by FINRA. The Sonn Law Group is investigating allegations that Neil James Buono forged[...]