The claimant alleged that Atlee sold unsuitable investments in GPB Holdings and GPB Automotive. The Sonn Law Group is investigating allegations that David Atlee sold[...]
Broker / Advisor Investigations
FINRA alleged that Dishner engaged in discretionary trading in a customer’s account without authorization. The Sonn Law Group is investigating allegations that Albert Dishner made[...]
The customers are seeking $500k in damages based on the alleged unsuitable investments in non-public REITs. The Sonn Law Group is investigating allegations that Susan[...]
FINRA alleged that Austin converted funds of three customers by making unauthorized cash withdrawals. The Sonn Law Group is investigating allegations that David Austin converted[...]
Brooks was formerly accused by a customer of recommending investments in a Ponzi scheme. The Sonn Law Group is investigating allegations that Dee Dee Brooks[...]
Tidwell has been named in two customer disputes alleging misconduct. The Sonn Law Group is investigating allegations that Dwayne Tidwell committed misconduct. If you or[...]
Allbright consented to a nine-month suspension and fine of $10,000. The Sonn Law Group is investigating allegations that Joe Allbright engaged in unauthorized private securities[...]
On June 8, 2020, Matthew Muratori (CRD#:6255633) was barred by FINRA from associating with any FINRA member firm in any capacity because he failed to[...]
The customer is seeking $200k in damages for Diamond’s alleged misconduct. The Sonn Law Group is investigating allegations that Arni Diamond made unsuitable recommendations. If[...]
The financial advisor sued his employer National Securities Corporatin, to secure an expungement of customer disputes, where customers sought more than $200k in damages for[...]