According to FINRA’s “Brokercheck”, Robert J. Donavan (from the Boston and Florida areas) had five customer complaints against him, which include allegations of unsuitable investments[...]
Broker / Advisor Investigations
The disputes are seeking a combined total of $200K. The Sonn Law Group is investigating allegations that Hugh Barndollar failed to conduct adequate due diligence[...]
Martinsen’s most recent customer complaint is seeking $5M in damages. The Sonn Law Group is investigating allegations that Bryon Martinsen made unsuitable investment recommendations. If[...]
Daughtry was being investigated based on allegations of fraudulent and unauthorized transactions in customers’ accounts. The Sonn Law Group is investigating allegations that James Daughtry[...]
Linsky allegedly recommended unsuitable investments in GPB Capital Holdings. The Sonn Law Group is investigating allegations that Marc Linsky recommended GPB Capital investments. If you[...]
Korzik was suspended for a period of nine months and ordered to pay a fine based on his misconduct. The Sonn Law Group is investigating[...]
Noonan was being investigated based on allegations of unsuitable and excessive trading in a client account. The Sonn Law Group is investigating allegations that Martin[...]
Kinsman’s testimony was requested by FINRA in connection with its investigation into the events leading to Kinsman’s termination from Wells Fargo. The Sonn Law Group[...]
The customers are seeking $750K in damages based on unsuitability and misrepresentation. The Sonn Law Group is investigating allegations that Robert Perlman recommended unsuitable investments.[...]
The dispute also alleges that Davenport recommended and sold securities without adequate due diligence. The Sonn Law Group is investigating allegations that John Davenport committed[...]