The allegations against Baltz claim that he misrepresented variable annuity benefits. The Sonn Law Group is investigating allegations that Matthew Baltz made misrepresentations regarding variable[...]
Broker / Advisor Investigations
The allegations against Bohrer include breach of fiduciary duties, violations of securities laws, and breach of contract. The Sonn Law Group is investigating allegations that[...]
Thomas allegedly engaged in outside business activities through a company he formed and controlled without providing notice to his member firm. The Sonn Law Group[...]
Disambiguation Notice: This post contains information related to James Travis Flynn (Jim Flynn – CRD#: 3082615) of Greenville South Carolina. He is not to be[...]
Thomas allegedly engaged in outside business activities through a company he formed and controlled without providing notice to his member firm. The Sonn Law Group[...]
The unauthorized business activity allegedly was related to the Woodbridge Ponzi scheme. The Sonn Law Group is investigating allegations that Imran Razvi was involved in[...]
Cook allegedly made intentional misrepresentations regarding the Department of Labor’s fiduciary rule. The Sonn Law Group is investigating allegations that Louis Cook made intentional misrepresentations[...]
FINRA was conducting an investigation of Davis based on allegations that he engaged in excessive and unsuitable trading. The Sonn Law Group is investigating allegations[...]
Trewitt has been named in eighteen customer disputes between 2014 and 2019. The Sonn Law Group is investigating allegations that Mark Trewitt committed misconduct. If[...]
Chichester was alleged to have breached fiduciary duty, made unsuitable recommendations, and made material misrepresentations and omissions. The Sonn Law Group is investigating allegations that[...]